The Diploma in Investment Compliance is achieved by successfully passing three units as listed below.
It is regulated by Ofqual as a level 6 qualification. On the European Qualifications Framework, this equates to a level 6 qualification.
International candidates can substitute a local regulatory paper for UK Regulation and Professional Integrity to gain an international version of the qualification. Where there is no regulatory paper candidates should take Global Financial Compliance instead, and must also pass either Combating Financial Crime or Risk in Financial Services, plus Regulation and Compliance, to gain the Diploma in Investment Compliance.