Membership Committee
The CISI's Membership Committee is made up of senior figures in the
financial services sector who meet regularly to support the development of
the Institute's membership policies.
Key priorities:
-
To act as a 'brainstorming' group to assist in the formulation of future
strategy and development
-
To help research the needs of members to ensure that the Institute
provides them with 'value for money' services and benefits
- To help formulate strategies that will recruit new members.
The Membership Committee also ratifies all applications for Members (MCSI
by Experience), assesses those that are judged as borderline in terms of
eligibility and assists in the assessment of the CPD records of CISI
members randomly selected for auditing under the CISI CPD Scheme.
Committee members:
| Christopher Clark, Chartered MCSI (Chair) |
RBC Brewin Dolphin |
| Harriet Griffin, Chartered MCSI |
Perspective Financial Group |
| Judith Ullock, Chartered FCSI |
Redmayne Bentley LLP |
| Margaret Lindsay, Chartered FCSI |
Barclays Bank UK Plc |
| Niall Husbands, MCSI |
Indecision Limited |
| Neil Atkinson, Chartered FCSI |
Euroclear SA/NV |
| Francis Roseman, Chartered MCSI |
J. Safra Sarasin |
Integrity & Ethics Committee
One of the Institute's foremost objectives is to promote the highest
standards of trust, integrity and practical professional ethics amongst
its members and throughout the securities and investment sectors.
The Committee directs and leads work in this area, and as part of this, it
is responsible for the Institute's Code of Conduct.
Committee members:
| Tracey Davidson, Chartered MCSI (Chair) |
Hampden & Co |
| Richard Bernstein, Chartered FCSI |
JM Finn Ltd |
| Lauren Branston |
Institute of Business Ethics |
| Rosalyn Breedy |
Breedy Henderson Limited |
| Emma Metcalf, Chartered MCSI |
Santander |
| Peter Grant, Chartered FCSI |
Waverton Investment Management |
| Kate Griffiths-Lambeth |
|
| Robert Hughes-Penney, Chartered FCSI |
Rathbone Brothers Plc |
| Frank Moxon, Chartered FCSI(Hon) |
Worshipful Company of International Bankers |
| Eva Sheppard, Chartered FCSI |
Stonehage Fleming |
| Matt Toms, Chartered MCSI |
Allianz Global Investors |
| Nuala Walsh |
Mind Equity Consulting |
International Committee
The International Committee meets quarterly to provide guidance and
support in order to direct the Institute's international strategy and
operations.
Commitee members are all experienced practitioners with strong
international experience:
| Neil Atkinson, Chartered FCSI (Chair) |
Managing Director, Global Client Executive - Euroclear |
| Sharon Constancon Chartered MCSI |
CEO of Genius Methods and of Valufin and Chairman of the SA
Chamber of Commerce UK
|
| Ononuju Irukwu Chartered MCSI |
Head of Private Banking at FBN Bank (UK) |
| David Kane FCSI (Hon) |
Bournemouth University, former Managing Director, J.P. Morgan
|
| Fiona King MCSI |
Citibank Europe Plc UK Branch Head & Head of EMEA Safeguarding
Assets & Reporting, Citigroup
|
| David O’Reilly, Chartered MCSI |
Managing Director Wimbledon Park Capital |
| Ian Pledger ACSI |
Director, Regional Head of Global Network Management –
Africa / Americas BNY Mellon
|
| Ravikumar Puranam FCSI(Hon) |
Director, Vastu Housing Finance Corporation |
| James von Simson, Chartered FCSI |
Partner, Evelyn Partners |
| Jane Valls |
Adviser to CEO & Acting Head of Professional Development, GCC
Board Director Institute
|
| Jon Willis MCSI |
Global Head of DS and TA Operations, Securities Services Markets
& Securities Services, HSBC
|
Editorial Panel
The Review Editorial Panel
| Tsitsi Mutiti, Chartered FCSI (Joint chair) |
Charles Stanley |
| Nigel Sydenham, Chartered FCSI (Joint chair) |
CCL Academy |
| Aneka Beneby MCSI |
Julius Baer |
| Emma Black, Chartered FCSI |
Cascade Cash Management |
| Neil Brown, Chartered FCSI |
Notewell Associates |
| Alan Burr, Chartered FCSI(Hon) |
Burr & Co |
| Kate Capocci, Chartered FCSI |
Meridiem Investment Management |
| Paul Groden, Chartered FCSI |
Open Page Learning |
| Amy Lazenby, Chartered FCSI |
Close Brothers |
| George Littlejohn MCSI |
CISI |
|
Robert Lockie CFP™ Chartered FCSI (Financial Planning)
|
Bloomsbury Wealth |
| David Madgwick, Chartered MCSI |
Charles Stanley |
| Tomas Owen-Jones CFP™ Chartered FCSI (Financial Planning) |
Rathbone Investment Management |
| Helen Packard |
Financial Conduct Authority |
| Bernadine Reese, Chartered FCSI |
Protiviti |
| Damian Ryan ACSI |
Ryan & Partners |
| Prof Stephanie Shaelou |
University of Central Lancashire Cyprus |
Examination Board
The CISI's Examination Board meets twice a year and its function is to
advise on the direction of the Institute's qualifications strategy. Whilst
the spring meeting focuses predominantly on strategy, the autumn meeting
provides an opportunity to review qualification performance formally.
The Board's role is an integral part of the CISI's continued drive to
maintain the relevance of its qualifications and embed transparency in its
quality assurance processes.
Board members:
| Debbie Clarke CF, Chartered MCSI (Chair) |
New Clarke Ventures Limited |
| Andrew Carter, Chartered MCSI |
Tilney Services Limited |
| Stephen Barclay, Chartered MCSI |
JP Morgan |
| Neal Franklin, Chartered FCSI |
Neal Franklin Compliance Consultancy |
| Lisa Gilmore |
ACCA (Association of Chartered Certified Accountants) |
| Paul Grainger, CFP Chartered FCSI |
Complyport Limited |
| Susannah Hammond , Chartered FCSI |
Theta Lake |
| Simon Hills |
UK Finance |
| Marcus Johnson, FCSI(Hon) |
Kirly Group Holdings Limited |
| Carol Knight |
TISA |
| William Macdonald, FCSI(Hon) |
Craigcrook Management Services |
| Graham Nicoll, Chartered FCSI |
Succession Wealth |
| Denis O’Connor FCSI |
|
| Shaun Robertson |
Institute of Chartered Accountants in England & Wales |
| Andrew Urquhart |
ICMA Centre |
| Graham Withers, Chartered FCSI |
Peregrine & Black |
Disciplinary Committee
The Disciplinary Committee consists of:
| Frank Moxon, Chartered FCSI(Hon) (Chair) |
Hoyt Moxon Ltd. |
| Sandy Hoyland, Chartered FCSI |
Hoyland Consulting |
| Charles Hoare Nairne, Chartered FCSI |
Messrs. C. Hoare & Co. |
| Judith Ullock, Chartered FCSI |
Redmayne Bentley |
| Tracy Vegro, OBE |
Chartered Institute for Securities and Investment |
| Peter Grant, Chartered FCSI |
Waverton Investment Management |
| Gee Weng Sung, Chartered FCSI |
Investec Wealth & Investment Limited |
| Emma Metcalf, Chartered MCSI |
Monzo |
Audit And Risk Committee (Formerly Audit Committee)
Current members are:
| Robert Hughes-Penney (Chair), Chartered FCSI |
Investment Director, Rathbone Group Plc |
| Nandika Buddhipala MCSI |
Chief Financial Officer, Commercial Bank of Ceylon |
| Petros Florides, Chartered FCSI |
Director, Global Governance (Europe, Middle East & Asia),
World Vision International
|
| Claire Perryman CAIA Chartered MCSI |
Managing Director, State Street Global Advisors |
People & Remuneration Committee (Formerly the Nomination and
Remuneration Committees)
Current members are:
| Catherine McGuinness CBE (Chair) |
|
| Claire Perryman, Chartered MCSI |
Managing Director, State Street Global Advisors |
| Michael Cole-Fontayn, MCSI |
|
| Jane Valls |
Advisor and External Associate, GCC Board Directors Institute
|
| Amyr Rocha Lima, CFP™ Chartered FCSI |
|
| Peter Moores, Chartered FCSI |
Raymond James Investment Services Limited |
National Advisory Councils
A National Advisory Council (NAC) is a group of experienced professionals
who voluntarily represent and promote local CISI membership and
professional standards within the financial services industry. Composed of
experienced practitioners, the NAC supports continuing professional
development (CPD) opportunities and networking events, ensuring members
remain informed and connected. Acting as a bridge between CISI and the
local community, the NAC enhances regional engagement, fosters
professionalism, and strengthens trust in the industry it represents.
Current members are:
| Bahrain |
Khalid Al Zayani, Al Zayani Investments |
| Cyprus |
Charles Charalambous, Chartered MCSI, Cyprowealth Advisory
Services
|
| Gibraltar |
Mary Boyd ACSI |
| Greater Bay Area of China |
Mathew Bate, Chartered FCSI, Private Capital |
| India |
P.H. Ravikumar FCSI(Hon), Vastu Housing Finance Corporation |
| Ireland |
Adele Spillane MCSI |
| Kenya |
Christopher Morris MCSI, Africa Advisory partners |
| Nigeria |
Ijeoma Onwu MCSI, Deloitte West Africa |
| Philippines |
Mark Abeleda, Chartered MCSI, HSBC |
| Singapore |
Dr Tristan Lim MCSI, Nanyang Polytechnic |
| Sri Lanka |
Nandika Buddhipala MCSI, Commercial Bank of Ceylon |
| United Arab Emirates |
Peter Smith, Dubai Financial Services Authority |
Regional Presidents
CISI regions are led by dedicated Regional Presidents and committees, who
serve as vital ambassadors, ensuring the organisation’s activities
align with the unique needs of their regions while advancing professional
standards. These branches provide support to local members through CPD,
networking, and social events, fostering growth, connection, and trust
within the financial services sector. They may also support financial
education locally, working with schools and universities to equip students
with critical financial skills and inspire the next generation of
professionals. Through their leadership, these branches build thriving
communities committed to excellence and professionalism.
Current members are:
| Birmingham |
Thomas Perks, Chartered FCSI, Quilter Cheviot |
| Bristol and Bath |
Jamie Kirkpatrick, Chartered FCSI, Evelyn Partners |
| Cotswolds |
James Swaby, Chartered FCSI |
| East Anglia |
Kim Uzzell, Chartered FCSI, Mind and Money Coach |
| East Midlands and Lincoln |
Laura Ingram, Evelyn Partners |
| Essex |
David Madgwick, Chartered MCSI, Charles Stanley |
| Guernsey |
Daniel Ogier-Keltie ACSI, Senior Listings Analyst, TISE |
| Isle of Man |
Jamie Lang, Chartered FCSI, Investment Manager, Canaccord Genuity
Wealth Management
|
| Jersey |
Rhea Wright, Chartered FCSI, Quilter Cheviot |
| Lancashire & Cumbria |
Tomas Owen-Jones CFP™ Chartered FCSI (Financial Planning),
Rathbones
|
| Liverpool, Chester and North Wales |
|
| Manchester |
Matthew Lewis ACSI, Wealth Manager, Barclays Wealth Management
|
| North East |
Emma Black, Chartered FCSI, Cascade Cash Management |
| Northern Home Counties |
Lien Luu CFP™ Chartered FCSI (Financial Planning), Coventry
University Business School
|
| Northern Ireland |
Robert Stevenson CFP™ Chartered FCSI (Financial Planning),
SRG Financial Management
|
| Scotland |
Jonathan Gibson CFP™ Chartered FCSI (Financial Planning),
Wells Gibson & Shaid Moughal ACSI, ABRDN
|
| South Coast |
Matthew Hull MCSI, O-IM |
| South East |
|
| Southern |
Jeremy Turrell, Chartered MCSI, TC Group |
| Thames Valley |
|
| Wales |
Stuart Hutchinson, Chartered FCSI, Brooks MacDonald Asset
Management
|
| West Country |
Matthew Seaborne Hall, Chartered FCSI – Investment Director,
Rathbones
|
| Yorkshire |
Rebecca Keating, Chartered MCSI, Link Asset Services |
Young Professionals' Network Committee
Current members are:
| Luke Hornsby (Chair), Chartered MCSI |
EY |
| Siobhan Baker ACSI |
Quilter |
| Andrew Dawson ACSI |
N26 |
| Gladys Garcia ACSI |
Ruffer |
| Stephen Harris, Chartered FCSI |
Schroders Family Office Service |
| Ross Jefferies ACSI |
Panoramic Wealth Management |
| Teodoro Vargas Rondo ACSI |
MUFG Bank (GCIB) |