CISI Committees

Membership Committee

The CISI's Membership Committee is made up of senior figures in the financial services sector who meet regularly to support the development of the Institute's membership policies.

Key priorities:

  • To act as a 'brainstorming' group to assist in the formulation of future strategy and development
  • To help research the needs of members to ensure that the Institute provides them with 'value for money' services and benefits
  • To help formulate strategies that will recruit new members.

The Membership Committee also ratifies all applications for Members (MCSI by Experience), assesses those that are judged as borderline in terms of eligibility and assists in the assessment of the CPD records of CISI members randomly selected for auditing under the CISI CPD Scheme.

Committee members:

Peter Moores, Chartered FCSI (Chair) Raymond James Investment Services Limited
Judith Ullock, Chartered FCSI Redmayne Bentley LLP
Gee Weng Sung, Chartered FCSI Investec Wealth & Investment Limited
Margaret Lindsay, Chartered FCSI Barclays Bank UK Plc
Niall Husbands, MCSI Indecision Limited
Christopher Clark, Chartered MCSI RBC Brewin Dolphin

Integrity & Ethics Committee

One of the Institute's foremost objectives is to promote the highest standards of trust, integrity and practical professional ethics amongst its members and throughout the securities and investment sectors.

The Committee directs and leads work in this area, and as part of this, it is responsible for the Institute's Code of Conduct.

Committee members:

Tracey Davidson, Chartered MCSI (Chair) Handelsbanken
Rosalyn Breedy Breedy Henderson Limited
Emma Dobson, Chartered MCSI Santander
Peter Grant, Chartered FCSI Waverton Investment Management
Kate Griffiths-Lambeth Gravita
Robert Hughes-Penney, Chartered FCSI Rathbone Brothers Plc
Frank Moxon, Chartered FCSI(Hon) Worshipful Company of International Bankers
Dr Ian Peters MBE Institute of Business Ethics
Eva Sheppard, Chartered FCSI Stonehage Fleming
Matt Toms, Chartered MCSI Allianz Global Investors
Nuala Walsh Mind Equity Consulting

International Committee

The International Committee meets quarterly to provide guidance and support in order to direct the Institute's international strategy and operations.

Commitee members are all experienced practitioners with strong international experience:

Danny Corrigan MCSI (Chair) Chief Executive, London Reporting House Ltd
Neil Atkinson, Chartered FCSI Managing Director, HSBC
Sharon Constancon Chartered MCSI CEO of Genius Methods and of Valufin and Chairman of the SA Chamber of Commerce UK
Ononuju Irukwu Chartered MCSI Head of Private Banking at FBN Bank (UK)
David Kane FCSI (Hon) Bournemouth University, former Managing Director, J.P. Morgan
Fiona King MCSI Citibank Europe Plc UK Branch Head & Head of EMEA Safeguarding Assets & Reporting, Citigroup
David O’Reilly, Chartered MCSI Managing Director Wimbledon Park Capital
Ian Pledger ACSI Director, Regional Head of Global Network Management – Africa / Americas BNY Mellon
Ravikumar Puranam FCSI(Hon) Director, Vastu Housing Finance Corporation
James von Simson, Chartered FCSI Partner, Evelyn Partners
Jane Valls Adviser to CEO & Acting Head of Professional Development, GCC Board Director Institute
Jon Willis MCSI Global Head of DS and TA Operations, Securities Services Markets & Securities Services, HSBC

Publication Panels

The Review Editorial Panel

Claire Perryman, Chartered MCSI (Chair) State Street
Emma Black Cascade Cash Management
Paul Groden, Chartered FCSI Open Page Learning Ltd
Elizabeth Martine Close Brothers
Tomas Owen-Jones Rathbones
Helen Packard Financial Conduct Authority
Michael Cole-Fontayn MCSI Chartered Institute for Securities & Investment
Scott Dobbie FCSI(Hon) Deutsche Bank
Felicity Hooper MCSI Investec
Amy Lazenby, Chartered FCSI Close Brothers
Julius Lipner Consilia Wealth Management
George Littlejohn MCSI Chartered Institute for Securities & Investment
Robert Lockie CFPTM Chartered FCSI  Bloomsbury Wealth 
David Madgwick ACSI Charles Stanley
Tsitsti Mutiti, Chartered FCSI  Charles Stanley
Frank Reardon, Chartered FCSI  
Nigel Sydenham, Chartered FCSI CCL Academy
Janet Walford OBE  

Examination Board

The CISI's Examination Board meets twice a year and its function is to advise on the direction of the Institute's qualifications strategy. Whilst the spring meeting focuses predominantly on strategy, the autumn meeting provides an opportunity to review qualification performance formally.

The Board's role is an integral part of the CISI's continued drive to maintain the relevance of its qualifications and embed transparency in its quality assurance processes.

Board members:

Debbie Clarke CF, Chartered MCSI (Chair) New Clarke Ventures Limited
Andrew Carter, Chartered MCSI Tilney Services Limited
Stephen Barclay, Chartered MCSI JP Morgan
Neal Franklin, Chartered FCSI Neal Franklin Compliance Consultancy
Lisa Gilmore ACCA (Association of Chartered Certified Accountants)
Paul Grainger, CFP Chartered FCSI Complyport Limited
Susannah Hammond , Chartered FCSI Theta Lake
Simon Hills UK Finance
Marcus Johnson, FCSI(Hon) Kirly Group Holdings Limited
Carol Knight TISA
William Macdonald, FCSI(Hon) Craigcrook Management Services
Graham Nicoll, Chartered FCSI Barclays
Denis O’Connor FCSI
Shaun Robertson Institute of Chartered Accountants in England & Wales
Andrew Urquhart ICMA Centre
Graham Withers, Chartered FCSI Peregrine & Black

Disciplinary Committee

The Disciplinary Committee consists of:

Frank Moxon, Chartered FCSI(Hon) (Chair) Hoyt Moxon Ltd
Charles Hoare Nairne, Chartered FCSI Messrs. C. Hoare & Co.
Judith Ullock, Chartered FCSI Redmayne Bentley
Tina Wishart, Chartered FCSI  
Ann Roughead Columbia Threadneedle Investments
Sandy Hoyland, Chartered FCSI Scottish Widows Schroders Personal Wealth
Tracy Vegro, OBE CISI

Audit And Risk Committee (Formerly Audit Committee)

Current members are:

Robert Hughes-Penney (Chair), Chartered FCSI Investment Director, Rathbone Group Plc
Nandika Buddhipala MCSI Chief Financial Officer, Commercial Bank of Ceylon
Petros Florides, Chartered FCSI Director, Global Governance (Europe, Middle East & Asia), World Vision International
Claire Perryman CAIA Chartered MCSI Managing Director, State Street Global Advisors

People & Remuneration Committee (Formerly the Nomination and Remuneration Committees)

Current members are:

Catherine McGuinness CBE (Chair)  
Claire Perryman, Chartered MCSI Managing Director, State Street Global Advisors
Michael Cole-Fontayn, MCSI  
Jane Valls Advisor and External Associate, GCC Board Directors Institute
Amyr Rocha Lima, CFP™ Chartered FCSI  
Peter Moores, Chartered FCSI Raymond James Investment Services Limited