Membership Committee
The CISI's Membership Committee is made up of senior figures in the financial services sector who meet
regularly to support the development of the Institute's membership policies.
Key priorities:
- To act as a 'brainstorming' group to assist in the formulation of future strategy and development
- To help research the needs of members to ensure that the Institute provides them with 'value for money'
services and benefits
- To help formulate strategies that will recruit new members.
The Membership Committee also ratifies all applications for Members (MCSI by Experience), assesses those that
are judged as borderline in terms of eligibility and assists in the assessment of the CPD records of CISI
members randomly selected for auditing under the CISI CPD Scheme.
Committee members:
| Peter Moores, Chartered FCSI (Chair) |
Raymond James Investment Services Ltd |
| Judith Ullock, Chartered FCSI |
Redmayne Bentley LLP |
| Tina Wishart, Chartered FCSI |
Canaccord Genuity Wealth Limited |
| Gee Weng Sung, Chartered FCSI |
Investec Wealth & Investment Limited |
| Margaret Lindsay, Chartered FCSI |
Barclays Bank UK Plc |
| Niall Husbands, MCSI |
Indecision Limited |
| Petros Florides, Chartered FCSI |
World Vision International |
| Christopher Clark, Chartered MCSI |
RBC Brewin Dolphin |
Integrity & Ethics Committee
One of the Institute's foremost objectives is to promote the highest standards of trust, integrity and
practical professional ethics amongst its members and throughout the securities and investment sectors.
The Committee directs and leads work in this area, and as part of this, it is responsible for the
Institute's Code of Conduct.
Committee members:
| Tracey Davidson, Chartered MCSI (Chair) |
Handelsbanken |
| Rosalyn Breedy |
Breedy Henderson Limited |
| Emma Dobson, Chartered MCSI |
Santander |
| Peter Grant, Chartered FCSI |
Waverton Investment Management |
| Kate Griffiths-Lambeth |
Gravita |
| Robert Hughes-Penney, Chartered FCSI |
Rathbone Brothers Plc |
| Frank Moxon, Chartered FCSI(Hon) |
Worshipful Company of International Bankers |
| Dr Ian Peters MBE |
Institute of Business Ethics |
| Eva Sheppard, Chartered FCSI |
Stonehage Fleming |
| Matt Toms, Chartered MCSI |
Allianz Global Investors |
| Nuala Walsh |
Mind Equity Consulting |
International Committee
The International Committee meets quarterly to provide guidance and support in order to direct the
Institute's international strategy and operations.
Commitee members are all experienced practitioners with strong international experience:
| Danny Corrigan MCSI (Chair) |
Chief Executive, London Reporting House Ltd |
| Neil Atkinson, Chartered FCSI |
Managing Director, HSBC |
| Sharon Constancon Chartered MCSI |
CEO of Genius Methods and of Valufin and Chairman of the SA Chamber of Commerce UK |
| Ononuju Irukwu Chartered MCSI |
Head of Private Banking at FBN Bank (UK) |
| David Kane FCSI (Hon) |
Bournemouth University, former Managing Director, J.P. Morgan |
| Fiona King MCSI |
Citibank Europe Plc UK Branch Head & Head of EMEA Safeguarding Assets & Reporting,
Citigroup |
| David O’Reilly, Chartered MCSI |
Managing Director Wimbledon Park Capital |
| Ian Pledger ACSI |
Director, Regional Head of Global Network Management – Africa / Americas BNY Mellon
|
| Ravikumar Puranam FCSI(Hon) |
Director, Vastu Housing Finance Corporation |
| James von Simson, Chartered FCSI |
Partner, Evelyn Partners |
| Jane Valls |
Executive Director GCC Board Directors Institute |
| Jon Willis MCSI |
Global Head of DS and TA Operations, Securities Services Markets & Securities Services,
HSBC |
Publication Panels
The Review Editorial Panel
| Claire Perryman, Chartered MCSI (Chair) |
State Street |
| Emma Black |
Cascade Cash Management |
| Paul Groden, Chartered FCSI |
Open Page Learning Ltd |
| Elizabeth Martine |
Close Brothers |
| Tomas Owen-Jones |
Rathbones |
| Helen Packard |
Financial Conduct Authority |
| Michael Cole-Fontayn MCSI |
Chartered Institute for Securities & Investment |
| Scott Dobbie FCSI(Hon) |
Deutsche Bank |
| Felicity Hooper MCSI |
Investec |
| Amy Lazenby, Chartered FCSI |
Close Brothers
|
| Julius Lipner |
Consilia Wealth Management |
| George Littlejohn MCSI |
Chartered Institute for Securities & Investment |
| Robert Lockie CFPTM Chartered FCSI |
Bloomsbury Wealth |
| David Madgwick ACSI |
Charles Stanley |
| Tsitsti Mutiti, Chartered FCSI |
Charles Stanley |
| Frank Reardon, Chartered FCSI |
|
| Nigel Sydenham, Chartered FCSI |
CCL Academy |
| Janet Walford OBE |
|
Examination Board
The CISI's Examination Board meets twice a year and its function is to advise on the direction of the
Institute's qualifications strategy. Whilst the spring meeting focuses predominantly on strategy, the autumn
meeting provides an opportunity to review qualification performance formally.
The Board's role is an integral part of the CISI's continued drive to maintain the relevance of its
qualifications and embed transparency in its quality assurance processes.
Board members:
| Debbie Clarke CF, Chartered MCSI (Chair) |
New Clarke Ventures Limited |
| Andrew Carter, Chartered MCSI |
Tilney Services Limited |
| Stephen Barclay, Chartered MCSI |
JP Morgan |
| Neal Franklin, Chartered FCSI |
Neal Franklin Compliance Consultancy |
| Lisa Gilmore |
ACCA (Association of Chartered Certified Accountants) |
| Paul Grainger, CFP Chartered FCSI |
Complyport Limited |
| Susannah Hammond , Chartered FCSI |
Theta Lake |
| Simon Hills |
UK Finance |
| Marcus Johnson, FCSI(Hon) |
Kirly Group Holdings Limited |
| Carol Knight |
TISA |
| William Macdonald, FCSI(Hon) |
Craigcrook Management Services |
| Graham Nicoll, Chartered FCSI |
Barclays |
| Denis O’Connor FCSI |
|
| Shaun Robertson |
Institute of Chartered Accountants in England & Wales |
| Andrew Urquhart |
ICMA Centre |
| Graham Withers, Chartered FCSI |
Peregrine & Black |
Disciplinary Committee
The Disciplinary Committee consists of:
| Frank Moxon, Chartered FCSI(Hon) (Chair) |
Hoyt Moxon Ltd |
| Charles Hoare Nairne, Chartered FCSI |
Messrs. C. Hoare & Co. |
| Judith Ullock, Chartered FCSI |
Redmayne Bentley |
| Tina Wishart, Chartered FCSI |
Canaccord Genuity Wealth Limited |
| Ann Roughead |
Columbia Threadneedle Investments |
| Sandy Hoyland, Chartered FCSI |
Scottish Widows Schroders Personal Wealth |
| Ross Jefferies |
Panoramic Wealth Management Limited |
| Tracy Vegro, OBE |
CISI |
Audit And Risk Comittee (Formerly Audit Committee)
Current members are:
| Robert Hughes-Penney (Chair) |
|
| Nandika Buddhipala MCSI |
|
| Clair Mills |
|
| Alan Ramsay FCSI(Hon) |
International Property Securities Exchange |
| Debbie Clarke CF, Chartered MCSI |
New Clarke Ventures |
People & Remuneration Committee (Formerly the Nomination and Remuneration Committees)
Current members are:
| Catherine McGuinness (Chair) |
|
| Michael Cole-Fontayn, MCSI |
|
| Jane Valls |
Executive Director, GCC Board Directors Institute |
| Amyr Rocha-Lima CFP Ch FCSI |
|
| Peter Moores Ch FCIS |
Chief Executive Officer, UK, Raymond James Financial |
| Rebecca Taylor CFP Chartered FCSI |
Managing Director, Aurea Financial Planning |
| Becky Taylor |
|
| Alan Ramsay FCSI(Hon) |
CISI Deputy Chair, Non-Executive Director IPSX |
| Tracey Davidson Chartered MCSI |
Deputy CEO, Handelsbanken |