CISI Board of Directors
Our Board of Directors is comprised of non-executive directors who are typically employed in senior positions in
firms operating in the financial services sector. They meet five times a year to discuss all issues facing the
The Directors, who are also the Trustees of the CISI, are either elected for a term of three years by ballot of
membership at the AGM, or appointed by the Board.
Michael Cole-Fontayn, Chairman
Michael was Chair of AFME from 2015-2021, and is an independent director for JP Morgan Securities plc and Board
Member of FICC Markets Standards Board. Michael previously spent 35 years with BNY Mellon, the last seven as
Chairman, Europe, Middle East & Africa.
He is an Advisory Board Member of TheCityUK, British American Business and a member of the Official Monetary and
Financial Institutions Forum Advisory Board. Michael is Trustee of the mental health charity, the Charlie Waller
Trust and of education charity, Engage with China Ltd. He is a patron for Women in Banking and Finance (WIBF)
City Veterans Network. In 2019 he was awarded an Honorary Degree of Doctor of Science (Honoris Causa) from City
London Business School.
Alan Ramsay FCSI(Hon), Deputy Chairman, CISI & Chief Executive, IPSX
Alan Ramsay has spent the greater part of his career in financial services regulation and is currently Chief
Executive of the International Property Securities Exchange and Deputy Chairman of CISI.
Alan was previously a Senior Advisor to PricewaterhouseCoopers advising clients on a wide range of compliance
regulatory issues within their Banking & Capital Markets Practice and Global Head of Compliance for HSBC
whom he joined from Bankers Trust International where he occupied a similar role. At an earlier stage in his
Alan was Executive Director of Surveillance at the Securities and Futures Authority and also occupied senior
positions at both The London Stock Exchange and The Securities Association.
A Chartered Accountant by training, Alan is an Honorary Fellow of the Institute, Chairman of the Audit Committee
member of both the Nominations and Remuneration Committees. He has served on the Board of the Futures &
Association and is Visiting Professor in the Practice of Financial Regulation and Compliance at BPP Law School.
Chris Allen MCSI, Head of Global
Private Banking EMEA, HSBC Bank
Chris Allen was appointed HSBC’s Regional Head, Global Private Banking EMEA in April 2018, having
served as Chief Executive Officer of HSBC Private Bank in the UK with oversight of HSBC Private Banking’s
businesses in the Channel Islands, France and Germany. Chris is a member of the Global Private Banking Executive
Committee and the HSBC Bank plc Executive Committee, which is responsible for the UK and Continental Europe.
to becoming CEO of the UK Private Bank in July 2012, Chris was Chief Executive of HSBC Alternative Investments
Limited, and he has over 20 years’ experience in Financial Services and Investment Management. Chris holds
first class honours degree in Land Economics from the University of Sheffield and an Investment Diploma from
Cambridge University and City University Business School.
Fionnuala Carvill, Chartered
FCSI FCIB FCIS, Non-Executive Director, Investec Bank (Channel Islands)
Fionnuala Carvill, Chartered FCSI FCIB FCIS is a Non-Executive Director of Investec Bank (Channel Islands)
and Princess Private Equity Holding Limited, an investment holding company listed on the Main Market of the
Stock Exchange. Previous positions held include Head of Private Wealth Management at Kleinwort Benson Guernsey,
Commission Secretary and Head of Innovation at the Guernsey Financial Services Commission and Director of
Bank (CI). In 2009 Fionnuala spent five months in China as a volunteer with VSO where she was an Organisational
Fionnuala is a Board Member of the Chartered Institute for Securities & Investment; a Past President, and
committee member of the Chartered Institute for Securities & Investment, Guernsey Branch; a Chartered Fellow
the Chartered Institute for Securities & Investment; a Fellow of the London Institute of Banking &
(Chartered Institute of Bankers); a Fellow of ICSA: The Governance Institute and a Chartered Governance
Professional; an Ambassador for the Chartered Management Institute; a past Council Member of the Guernsey
Commerce; a director of The Guernsey Community Foundation; a member of the Institute of Directors; Past
Women in Professions; a Liveryman of the Worshipful Company of International Bankers and was granted Freedom of
City of London in 2007.
Debbie Clarke, Chartered MCSI, Managing Director, New Clarke Ventures
Debbie Clarke is Managing Director of New Clarke Ventures, providing corporate finance advice to private
and their shareholders. She is a former Head of M&A at Moore Stephens and has over 20 years’
public and private markets. Debbie started working with the CISI in 2005 helping the development of the
Finance professional interest forum (PIF), which she then went on to chair from 2012-2016. She is currently a
of the joint ICAEW/CISI Diploma in Corporate Finance Examination Panel, chairs the CISI Examinations Board and
member of the Audit Committee.
Danny Corrigan MCSI, Chief Executive, London Reporting House Ltd
Danny is Chief Executive of London Reporting House Ltd a UK start-up ancillary service provider acting for
institutions that have a regulatory reporting requirement. He chairs the CISI International Committee He was
formerly CEO of ED&F Man Capital Markets CEEMA Ltd, Advisor to the CEO of the Astana International Financial
Authority, working on the development of the Astana International Exchange, and CEO of CME European Trade
and a Managing Director at ICAP in London where he ran an OTC Derivatives desk, focused on the Russian financial
He chaired The CityUK Eurasia Group from 2010-2018, worked twice in Moscow at Renaissance Capital and latterly
Eurasia. He is a former member of the Bank of England’s Money Market Liaison Group, was the 'front man'
RepoClear and established Bond and RepoClear in Sydney.
Danny has an MBA in Finance from Cass Business School, an Honours Degree in Economics from the University of
Liverpool and has written five books the most recent of which is on Collateral.
Tracey Davidson, Chartered MCSI, Chief Executive, Heartwood Wealth Management Ltd
Tracey joined Handelsbanken from Barclays
in 2003 to help to establish banking operations in the UK, where she then became Senior Vice President and Head
of Northern UK in 2010. Having successfully secured the acquisition of Heartwood Wealth Management Limited, In
2013 she joined the company as Executive Director, where she led the integration and business development
agenda. Tracey subsequently became Chief Executive Officer in 2014 and is now Deputy CEO of Handelsbanken Plc.
She remains the Chair at the newly renamed Handelsbanken Wealth and Asset Management.
- Board Member of the Personal Investment Management & Financial Advice Association (PIMFA)
- Board Member at the Chartered Institute for securities and investments (CISI)
- Chair of the Integrity and Ethics Committee at the Chartered Institute for Securities and Investments (CISI).
Tracey holds the IAC certificate from the CISI and the ACIB qualification from the London Institute of Banking & Finance.
Petros Florides, Chartered FCSI, Director, Global Governance (Europe, Middle East & Asia), World Vision
Petros Florides has over 25 years financial services experience in areas of private banking, fund management,
stockbroking, private equity, proprietary trading and microfinance. He is currently employed by World Vision
International as Director of Global Governance for the regions of Europe, Middle East and Asia. Petros has
numerous articles on governance and related areas, and was the lead author of the Code for Public Sector
which, after five years of public consultation, was approved by the Cyprus Council of Ministers in July 2019.
is also a Non-Executive Director of Windsor Brokers, NetU Consultants, Cyprowealth Advisory Services and
Petros is Co-Founder of the Cyprus National Advisory Council for the CISI, and has also served on its UK Board
Trustees since June 2019. He is also a Certified Sustainability (ESG) Practitioner and a Certified ISO27001
Auditor, whilst also being accredited in two different methods of psychometric testing - that helps him
understanding of human behaviour in his teaching of professional and bespoke executive courses in the areas of
governance, risk, leadership and ethics through CISI Accredited Training Providers. Petros is also a regular
and panelist at public events on the same subjects.
Clair Mills, Chief Operating Officer, Prudential Regulation Authority
Clair Mills is the Chief Operating Officer for
Prudential Regulation Authority (PRA), within the Bank of England, and is responsible for PRA operations, which
includes delivery of the PRA’s Operating Strategy, Budget, Internal Communications and the Investment and
Change Portfolio. Other areas of responsibility include managing Data Innovation, RegTech and the PRA’s
preparation for Brexit across the organisation. Clair has over 20 years’ extensive financial services
experience operating at board level and leading successful strategic and transformational change in a number of
complex organisations, having started her career in the Building Society and Retail Banking sector, before
into Operational and Technological Change Management and Consultancy. Clair joined the Financial Services
in 2011 to lead the Internal Twin Peaks programme to transition to the PRA and FCA regulatory model, moving
to the Bank of England with the PRA. In her current role, as well as providing the leadership, management and
necessary to support the business and to ensure that the proper operational controls, administrative and
procedures, and people systems are in place, Clair is also responsible for driving a demand led data approach
the PRA, this includes giving key note speeches both in the UK and internationally on topics such as Regulatory
Technology (RegTech) and how regulators can take advantage of the advances in technology in the work we do.
Claire Perryman CAIA Chartered
MCSI, Managing Director, State Street Global Advisors
Claire is a Managing Director and the UK
Exchange Traded Funds at State Street Global Advisors. She is responsible for the distribution of index products
institutional investors, wealth managers, family offices and retail platforms.
Prior to joining State Street, she was a Managing Director at BlackRock where she was UK Head of iShares Wealth
Management and Retail Sales. She also served as Co-Head of BlackRock’s Women’s Network for EMEA. She
joined iShares in 2008.
She spent the first nine years of her career at UBS – in Emerging Markets institutional sales, and in
development within Wealth Management.
Claire is a graduate in Money, Banking & Finance from the University of Birmingham, holds the Chartered
Alternative Investment Analyst designation, and is a Chartered Member of the Chartered Institute for Securities
She is also non-executive director of the Chartered Institute for Securities & Investment, also serving on
Investment Committee and the Editorial Panel of their quarterly journal
Puranam Ravikumar FCSI(Hon),
Director, Vastu Housing Finance Corporation Ltd.
Puranam Hayagreeva Ravikumar (P.H. Ravikumar) is the Chairperson of CISI’s India Advisory Committee. He is
by profession, a commerce graduate and an associate of Indian Institute of Bankers, Mumbai and of Chartered
Institute of Bankers, London. He is an Honorary Fellow of the CISI.
He is currently the Director and co-founder of Vastu Housing Finance Corporation Ltd, an affordable mortgage
entity in India. He was Chairman of Board of Directors of Bharat Financial Inclusion Ltd, the largest listed
microfinance entity in India, which merged with Indusind Bank in July 2019. He is also a member of the Board of
Directors of several listed and unlisted entities spanning financial sector segments such as mutual funds and
Peter Moores Chief Executive Officer, UK, Raymond James Financial
Peter Moores currently holds the position of Chief Executive Officer and is responsible for overseeing all
James’ businesses in the UK including wealth management, capital markets and corporate finance. Peter
his career with Chase Manhattan Bank in New York where he completed both the Associate Development Programme and
Financial Analyst Programme. Peter spent 10 years working at Chase Manhattan in New York, Frankfurt and London
initially as a Relationship Manager, Chase International Institutional and then in Chase Asset Management &
Mutual Funds as Vice President, Regional Sales Director – Europe. Peter then joined DAB bank, in Munich,
Germany as Head of Group Development. Peter was seconded to DAB’s UK subsidiary, SELFtrade UK, as Managing
Director and Senior Country Officer. He then joined Raymond James Investment Services in December 2004 as
Director and became CEO in February 2005. Peter was appointed as Raymond James Country Manager for the UK in
2013, at which point he assumed responsibility for its capital markets businesses in addition to wealth
and subsequently the Corporate Finance business when it opened in the UK in September 2017. Peter chairs the
James TCF Committee. In addition, he is a Chartered Fellow of the Chartered Institute for Securities and
and a member of its Membership Committee. In addition, Peter is a member of the Institute of Directors and a
to start-up businesses in London Business School’s Summer Entrepreneurship Programme. Born in Dublin,
Peter read Business Studies at Trinity College, Dublin and was conferred with both a B.B.S (hons) and an M.A.
degree. Peter has also completed executive education programmes at Northwestern University’s Kellogg
Management, Stanford University’s Graduate School of Business and the London Business School. For five
in a row, 2017-2021, Peter Moores has been named one of the PAM 50 Most Influential. He is also an ambassador
Co-operation Ireland’s Youth Leadership Programme that seeks to identify and intervene with specific young
people who are at risk.
Amyr Rocha Lima, CFP® Chartered Financial Planner
Amyr Rocha Lima, CFP® is a certified & chartered financial planner who specialises in helping
business owners and senior professionals with their retirement planning.
He is a partner at Holland Hahn & Wills LLP, a financial planning and wealth management firm based
Kingston upon Thames. Amyr is a frequent commentator on financial planning and wealth management matters
both national and specialist media.
A graduate of the Bayes Business School (City, University of London) his professional accreditations include,
Amyr is also the chairman of the CISI Financial Planning Forum - working with over 6,670 members to
financial planning profession in the UK.
Originally from Brazil, Amyr has lived around the globe, spending his childhood in Australia and completing
education in the USA and the UK. His summers were spent back on his family’s farm, where he got
with raising cattle and horses – even helping set up an apiary.Amyr and his wife, Patricia, have
children.Outside of the office, Amyr enjoys spending time with his family and friends. He is a keen
has a passion for world cinema and can often be found in one of London’s eclectic array of
Rebecca Taylor CFPTM
Chartered FCSI, Managing Director, Aurea Financial Planning
Becky is Managing Director of Aurea Financial Planning Ltd based in Peterborough working with both individuals
companies creating long term Financial Plans. As a CFP licensee and Fellow of the Institute of Financial
Becky is a strong believer in the six stage Financial Planning process and the need for cashflow planning. She
strong drive to help provide Financial Planning to all clients, not just those of Aurea and was instrumental in
project to launch the Accredited Financial Planning firm in the UK and is also a regular speaker on Financial
Becky is the current President of the Institute of Financial Planning. She has been the UK member of the
International Council of the Financial Planning Standards Board since 2012 and was part of the Governance review
the organisation in 2014. She also chaired the launch of the Member Advisory Group which was formed as a result
the governance review.
Robert Hughes-Penney, Chartered FCSI, Investment Director, Rathbone Group Plc
Robert is Investment Director of Rathbone Group Plc. He is a Chartered Fellow of the Institute and a Chartered
Wealth Manager with over 27 years’ experience managing portfolios for wealthy private clients, trusts,
pensions and charities.
After University, RMA Sandhurst and serving as an Army Officer for four years, he joined the City stockbrokers
Laurence Keen that was acquired by Rathbones in 1995. He has held a number of senior roles within Rathbones,
including sitting on the Board and Executive Committee of the main operating company. In 2008 Robert established
chaired Rathbones’ Corporate Governance Committee in the belief that good and active stewardship is an
important part of fiduciary responsibility. He is currently deputy head of the London office.
In 2018, Robert joined the Integrity & Ethics Committee of the CISI. In the same year, he was also was
as Alderman for the Ward of Cheap having previously spent eight years as a Common Councilman, during which he
chaired the City of London Corporation’s Investment Committee and the Financial Investment Board. Robert
also the Immediate Past Master Guild of Investment Managers (2019-20) and is on the Court of the
Company and chairs the Company’s Securities Committee.
Jane Valls, Executive Director, GCC Board Directors Institute
Jane Valls joined the GCC Board Directors Institute (GCC BDI), based in Dubai, in January 2016 as Executive
Director. Jane has over 16 years of international experience in corporate governance and working with boards of
directors. She is an accredited corporate governance trainer with the International Finance Corporation (IFC),
of the World Bank Group, and is an accredited trainer with the Ethics Institute, as well as being a Certified
Officer. Jane holds a BA Hons in French and Italian from Birmingham University, UK. She was awarded an Honorary
Doctorate Degree by the University of Middlesex for services to business, women’s empowerment and social
justice and she was decorated by the Republic of Mauritius as a Commander of the Order of the Star and Key of
Indian Ocean (CSK) for services to corporate governance.
Graham Nicoll, MCSI, Managing Director, Wealth Management, Barclays
Graham Nicoll is Head of Regions for Barclays Wealth Management in the UK. Having spent many years advising
entrepreneurs on growing and funding their businesses through to planning and investing for life after business,
Graham is now keen to support the ongoing development of advisors in our industry through becoming a
Director of the CISI.
In his current role Graham leads the Regional Wealth Management business for Barclays across the UK, with a
running and growing its business day to day, while also transforming the business to meet the ever changing
clients. Key priorities include how to attract and retain talent, how to develop advisors to meet client needs
regulatory requirements, and how to embrace technology to provide a better colleague and client experience.
has been a trustee, NED and Chair of a number of charities and is currently NED of Think Active, which
individuals in hard to reach communities to get and stay active. Graham is a Member of CISI and sits on its